Compliance

(02) 9042 5533

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Quick Enquiry

Send a quick enquiry to Lifespan Partnership today and we’ll respond as soon as possible.

Service of Interest

A comprehensive range of compliance and governance services.

These services are provided at both the AFSL and adviser level, including:

  • 6 file audits per year
  • Compliance helpline – A responsive service where you can leverage the compliance expertise of Lifespan Partnership for guidance and support.
  • Compliance manual, including policy and procedures – This templated document provides your AFSL with the basis for its compliance policy and procedures and is regularly updated when legislative change requires.
  • Compliance checklists – Audit checklists for Responsible Managers, process, advice parameters, AFSL requirements, and more.
  • Access to AFSL Audit – We can assist you with accessing an external quality auditor to undertake any AFSL auditing requirements.

Our Services

Virtual Services

For self-licencees seeking a virtual community connecting your AFSL online to valuable tools and resources.

Governance & Compliance

Experienced compliance support at both an adviser and AFSL level to ensure you meet your licence requirements.

Practice Consultancy

A formalised quarterly program delivered face-to-face designed to assess your practice’s efficiency & profitability.

Training & Education

Provision of a comprehensive range of professional development opportunities, including conferences, online and face-to-face learning.

AFSL Application

An end-to-end AFSL application service, including liaising with ASIC, to get you started in your own AFSL.

Partnership Program

A program which provides partners with exclusive benefits, access to discounts and an expertise hub to connect you to the services you need.