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A comprehensive range of compliance and governance services.
With our Virtual and Engaged services you will have access to:
- Industry compliance. Licensee ompliance framework templates and policies for you to customise. Regulatory updates and analysis.
- Compliance manual, including policy and procedures. This templated document provides your AFSL with the basis for its compliance policy and procedures and is regularly updated when legislative change requires.
- Compliance checklists and register templates – including templated checklists for Responsible Managers, process, advice parameters, AFSL requirements, and more.
- Access to AFSL Audit – We can assist you with accessing an external quality auditor to undertake any AFSL auditing requirements.
With our Comprehensive service you will have access to the above and in addition:
- 6 file audits per year